Senior Director, RMFI GRC Program Execution and Governance
RBC Capital
Job Description
What is the opportunity?
Reporting to the Head of RMFI Governance, Risk & Controls (GRC) Implementation Office (GRC Head), the Senior Director, Program Execution and Governance will support the design, build and governance of the RMFI GRC Implementation Office which is accountable for coordinating and advancing the regulatory risk and compliance program across RMFI collaborating with shared services across PBI, Operations and the enterprise, as needed.
This role will help drive a culture of accountability, standardization, and transparency across risk areas and brings a deep level of subject matter expertise in the area of Mutual Fund operations, compliance and regulatory matters.
What will you do?
Leads the identification, and leading where assigned, the Risk and Controls transformation program efforts to elevate RMIF's operating practices.
Acting as a secondary point of contact for Risk and Controls ownership transformation program and regulatory issues related to RMFI.
Supporting and managing ongoing dialogue between the impacted stakeholder groups through the Executive SteerCo, and the RMFI Management Committee.
Leads the oversight of work products for regulatory requirements and expectations.
Assisting the GRC Head in fostering collaboration across business lines to address transformation issues.
Engaging strategic subject matter advisors to foster alignment to regulatory expectations ensuring risk area coverage is compliant.
Identifies and develops tracking established Risk and Controls transformation program actions, providing tracking and reporting of milestones.
Supporting the implementation of improved KRI and KPI accountability tracking (dashboard) for RMFI control performance.
Promoting accountability and transparency for consistent application of the Risk and Controls governance model.
What do you need to succeed?
Must have:
Minimum of 10 years' relevant experience
Leadership experience of relevant GRC transformation
Excellent communication and relationship builder with key stakeholders
In depth knowledge in Securities/Mutual Fund products, processes and regulatory environment
Proven ability to lead large teams and has extensive experience with program execution
Undergraduate degree
Nice to have:
Deep knowledge of banking risk and compliance function preferred
Advanced education in business or law is valued
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and high-performing team
Opportunities to do challenging work
Job Skills
Auditing, Audits Compliance, Business Analytics, Decision Making, Financial Risk Management (FRM), Information Security Management, Occupational Safety and Health, Operational Delivery, Quality Management, Results-Oriented, Risk Management, Security Management, Strategic Thinking, Training ProgramsAdditional Job Details
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Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Our Employment Opportunities
At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
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RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.