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Compliance Systems / Data Analyst

RBC Capital

RBC Capital

IT, Legal, Data Science
Posted on Friday, July 5, 2024

Job Summary

In this role, you will assist in the development, implementation and support of business analytics initiatives, tools, processes and projects. The ideal candidate will have a strong interest in data analysis, technology, some banking experience, and a willingness to learn and grow in a dynamic environment.

Job Description

What will you do?

  • Assist in gathering and analyzing banking data to ensure compliance with regulatory requirements.
  • Assist in documenting data analysis findings, compliance trends, and regulatory issues, and contribute to the preparation of reports for management and regulatory agencies.
  • Participate in training sessions and workshops to enhance knowledge of banking regulations, compliance processes, technology, and data analysis techniques.
  • Collaborate with team members and cross-functional stakeholders to address compliance concerns, share insights, and contribute to the continuous improvement of compliance processes.
  • Assist in identifying opportunities to automate processes and tasks related to compliance functions and data analysis, utilizing tools such as Python, Power Automate, and Visual Studio.
  • Assist in performing quality assurance checks on data analysis and automation processes to ensure accuracy and completeness of results.
  • Support ad-hoc projects and initiatives as assigned by senior team members, gaining exposure to various aspects of banking compliance and data analysis.

Must have:

  • Minimum of 5 years of experience in banking compliance, risk management, regulatory affairs, or a related field, with a focus on data analysis and regulatory compliance.
  • Familiarity with data analysis tools and software such as Excel, SQL, or similar.
  • Basic proficiency in data manipulation, analysis, and automation tasks.
  • Experience or willingness to learn SharePoint, Python, Power Apps, Power Automate, Azure, VBA and Power BI for data visualization and process automation.
  • Strong attention to detail and ability to follow established processes and procedures.
  • Good communication skills, both verbal and written.
  • Ability to work collaboratively in a team environment and willingness to learn from senior colleagues.
  • Strong organizational skills with the ability to manage multiple tasks effectively.

Nice to have:

  • Basic understanding or willingness to learn Visual Studio for application development and customization.
  • Some experience working with JSON data formats for data interchange and API integration.


The good-faith expected salary range for the above position is $80,000 to 135,000 USD depending on factors including but not limited to the candidate’s experience, skills, registration status; market conditions; and business needs. This salary range does not include other elements of total compensation, including a discretionary bonus and benefits such as a 401(k) program with company-matching contributions; health, dental, vision, life and disability insurance; and paid time-off plan.

RBC’s compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:

· Drives RBC’s high performance culture

· Enables collective achievement of our strategic goals

· Generates sustainable shareholder returns and above market shareholder value



Job Skills

Analysis Tools, Analysis Tools, Analytical Thinking, Automation Technology, Bank Compliance, Banking, Bank Regulations, Business Analytics, Communication, Compliance Functions, Compliance Management Systems, Critical Thinking, Data Administration, Data Analysis, Data Analysis Tools, Data Compilation, Data Manipulation, Data Mining, Data Modeling, Data Movement, Data Visualization, Detail-Oriented, Documentations, Group Problem Solving, Identifying Opportunities {+ 13 more}

Additional Job Details




Los Angeles


United States of America

Work hours/week:


Employment Type:

Full time


Law and Compliance

Job Type:


Pay Type:


Posted Date:


Application Deadline:


Inclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

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