Risk & Control Associate III - Firm Strategy
Edward Jones
United States
Posted on Mar 15, 2026
There's power in partnership.
Your passion. Our purpose. We can make an impact together. Join a team that empowers you to shape the future of client service. Everything we do is focused on helping clients achieve what's most important to them, all while giving you the opportunity to innovate, collaborate and grow.
What you do every day helps people achieve and protect their financial goals. You'll have access to cutting-edge tools, continuous learning programs, mentorship from experienced leaders, and a culture that values every voice and idea.
Job Overview
Position Schedule: Full-Time
This job posting is anticipated to remain open for 30 days, from 09-Mar-2026. The posting may close early due to the volume of applicants.
Overview
Effectively controls the risks associated with business activities via the execution of firm's Enterprise Risk Management framework for identifying, assessing, treating, mitigating, monitoring, reporting and escalating AI risks (including generative AI and agentic AI related risks) along with other risks generated by Firm Strategy Division including EJ Ventures, EJ Labs, and Pricing.
Responsibility Summary
Hiring Minimum: $86300
Hiring Maximum: $146700
Skills/Requirements
Read More About Job Overview
What You'll Need
Current home-based associates please note: Even as a hybrid posted role you are eligible to apply and, if selected, may retain your home-based status. However future business or regulatory needs may require on-site work and some roles may carry a preference for hybrid presence.
Read More About Skills/Requirements
Awards & Accolades
At Edward Jones, we are building a place where everyone feels like they belong. We're proud of our associates' contributions to the firm and the recognitions we have received.
Check out our U.S. awards and accolades: Insights & Information Blog Postings about Edward Jones
Check out our Canadian awards and accolades: Insights & Information Blog Postings about Edward Jones
Read More About Awards & Accolades
About Us
Join a financial services firm where your contributions are valued. Edward Jones is a Fortune 500¹ company where people come first. With over 9 million clients and 20,000 financial advisors across the U.S. and Canada, we're proud to be privately-owned, placing the focus on our clients rather than shareholder returns.
Behind everything we do is our purpose: We partner for positive impact to improve the lives of our clients and colleagues, and together, better our communities and society. We are an innovative, flexible, and inclusive organization that attracts, develops, and inspires performance excellence and a sense of belonging.
People are at the center of our partnership. Edward Jones associates are seen, heard, respected, and supported. This is what we believe makes us the best place to start or build your career.
View our Purpose, Inclusion and Citizenship Report.
¹Fortune 500, published June 2024, data as of December 2023. Compensation provided for using, not obtaining, the rating.
Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.
Your passion. Our purpose. We can make an impact together. Join a team that empowers you to shape the future of client service. Everything we do is focused on helping clients achieve what's most important to them, all while giving you the opportunity to innovate, collaborate and grow.
What you do every day helps people achieve and protect their financial goals. You'll have access to cutting-edge tools, continuous learning programs, mentorship from experienced leaders, and a culture that values every voice and idea.
Job Overview
Position Schedule: Full-Time
This job posting is anticipated to remain open for 30 days, from 09-Mar-2026. The posting may close early due to the volume of applicants.
Overview
Effectively controls the risks associated with business activities via the execution of firm's Enterprise Risk Management framework for identifying, assessing, treating, mitigating, monitoring, reporting and escalating AI risks (including generative AI and agentic AI related risks) along with other risks generated by Firm Strategy Division including EJ Ventures, EJ Labs, and Pricing.
Responsibility Summary
- Responsible for carrying out risk and control activities per the Enterprise Risk Management Program as well as any divisional-required elements.
- Primary focus includes issue management, control testing, critical business process mapping/inventorying and risk assessment support.
- Understands division processes, historical risk results, firm policies/programs including all Enterprise Risk Management Program Framework and Standards.
- Identifies inconsistencies with ERM Risk Management Program or internal standards.
- Stays informed on risk industry and educational/development opportunities.
- Executes risk management procedural requirements for open high risks including root cause analysis, action plan development, evidence, and remediation documentation including supporting business risk owners.
- Uses GRC to document risk issues and assessment data
- Provides insights to leadership for potential consideration in risk forums.
- Escalates emerging risk concerns and provides early warning on key risks to divisional leadership.
- Works to develop and inventory KRIs for the division.
- Executes training and assists divisional associates in understanding the Enterprise Risk Management Program.
Hiring Minimum: $86300
Hiring Maximum: $146700
Skills/Requirements
Read More About Job Overview
What You'll Need
- College degree
- 4+ years exposure to risk management
- Experience in building relationships and networks, at varying levels in the organization
- Strong written and verbal communication skills, with ability to tailor communication based on the audience
- Bachelor's Degree (Computer Science, Finance, Risk Management or Data Science preferred)
- Advanced degree or industry designation preferred
- Previous experience with investment advisory or wealth management preferred
- Risk management experience, financial regulatory compliance
- Knowledge of AI/ML models
- Understanding of AI bias detection, explainability tools (SHAP, LIME), and model validation techniques
- Familiarity with programming languages used in financial modeling (Python, R, SQL) and cloud AI solutions (AWS, Azure)
- Experience with financial industry regulations (SEC, FINRA, Basel III, GDPR, AI Act)
- Knowledge of enterprise risk management frameworks in financial services
- Familiarity with AI risk management frameworks and guidance (NIST, ISO/IEC 23894, OECD)
- Ability to translate AI risks into financial and regulatory impact assessments
Current home-based associates please note: Even as a hybrid posted role you are eligible to apply and, if selected, may retain your home-based status. However future business or regulatory needs may require on-site work and some roles may carry a preference for hybrid presence.
Read More About Skills/Requirements
Awards & Accolades
At Edward Jones, we are building a place where everyone feels like they belong. We're proud of our associates' contributions to the firm and the recognitions we have received.
Check out our U.S. awards and accolades: Insights & Information Blog Postings about Edward Jones
Check out our Canadian awards and accolades: Insights & Information Blog Postings about Edward Jones
Read More About Awards & Accolades
About Us
Join a financial services firm where your contributions are valued. Edward Jones is a Fortune 500¹ company where people come first. With over 9 million clients and 20,000 financial advisors across the U.S. and Canada, we're proud to be privately-owned, placing the focus on our clients rather than shareholder returns.
Behind everything we do is our purpose: We partner for positive impact to improve the lives of our clients and colleagues, and together, better our communities and society. We are an innovative, flexible, and inclusive organization that attracts, develops, and inspires performance excellence and a sense of belonging.
People are at the center of our partnership. Edward Jones associates are seen, heard, respected, and supported. This is what we believe makes us the best place to start or build your career.
View our Purpose, Inclusion and Citizenship Report.
¹Fortune 500, published June 2024, data as of December 2023. Compensation provided for using, not obtaining, the rating.
Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.