Branch Compliance Officer - 18 Month Contract
Edward Jones
Compliance / Regulatory
Mississauga, ON, Canada
Posted on Mar 10, 2026
The Branch Compliance Officer is responsible for performing delegated tier one supervisory and compliance tasks to ensure adherence to regulatory standards, company policies, and best practices. This role plays a critical part in protecting the interests of clients, the firm, and the financial industry by monitoring activities, identifying potential risks, and maintaining proper documentation.Key Responsibilities:
- Conduct Tier 1 supervision activities, including daily and monthly trade reviews, close...