Senior Compliance Officer - 18 month contract
Edward Jones
Compliance / Regulatory
Mississauga, ON, Canada
Posted on Jan 25, 2026
The Sr. Compliance Officer (COI) is responsible for identifying and implementing strategies intended to mitigate the firm’s regulatory and financial risks related to conflicts of interest. The Sr. Compliance Officer (COI) is additionally responsible for the development, implementation, and ongoing supervision and management of the Conflicts of Interest program to meet internal standards and regulatory requirements and expectationsKey Responsibilities:
- Supervisory functions related to the review of...